站内搜索：国家金融监管总局针对金融业共公布6份行政处罚信息
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国家金融监管总局针对金融业共公布6份行政处罚信息
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拓荒牛
2025-06-12
![](https://img2.tuohuangzu.com/uninf/images/202506/2025061215025434582.png"></div><div><span><span>农信金融人-仝金贝</span></span></div><div><div><div><div><div><div><p><strong><span>导读：</span></strong></p><div><span><span>2025年6月6日国家金融监管总局针对金融业共公布6份</span><span><span>行政处罚信息，分别由江西监管局、湖北监管局、萍乡监管分局和咸宁监管分局作出，处罚对象为银行、保险公司和负有责任的个人。</span></span></span></div></div></div></div></div></div></div><div><div><div><div><div><div><div><div><div><div><strong><span>处罚事由</span></strong></div></div><div><div><p><strong><span><span>银行：</span></span></strong></p><p><strong><span><span>一、</span></span><span><span>贷款“三查”不到位</span></span></strong></p><p><strong><strong><span><span>二、</span></span><span><span>贷后管理不到位</span></span></strong></strong></p><p><strong><span><span>保险公司：</span></span></strong></p><p><strong><strong><span><span>一、</span></span><span><span>利用业务便利为其他机构牟取不正当利益</span></span><span><span>利用保险中介机构虚构保险中介业务套取费用</span></span></strong></strong></p><p><strong><strong><span><span>二、</span></span><span><span>因管理不善导致许可证遗失，遗失许可证未按规定向发证机关报告</span></span></strong></strong></p><p><strong><strong><span><span>三、</span></span><span><span>未如实记录保险业务事项</span></span></strong></strong></p><p><span><strong><span><span><span>7个当事人及单位</span></span><span><span>被处</span></span><span><span>以警告</span></span><span>。<span>6</span></span></span></strong></span><span><span><span>份罚单共计罚</span>款人民</span></span><span><strong><span><span>73.5万</span></span></strong></span><span><strong><span><span>元</span></span></strong></span><span><strong><span><span>。</span></span></strong></span><span><span>具体如下：</span></span></p></div></div></div></div></div></div></div></div></div></div><div><div><div><div><div><div><div><div><div><strong><span>江西监管局</span><strong><strong><span>行政处罚信息</span></strong></strong></strong></div></div></div></div><div><div><div><div><div><div><table><tr><td><p><span><strong><span><span>行政处罚决定书文号</span></span></strong></span></p></td><td><p><span><strong><span><span>被处罚当事人</span></span></strong></span></p></td><td><p><span><strong><span><span>违法违规事实</span></span></strong></span></p></td><td><div><span><strong><span><span>处罚决定</span></span></strong></span></div></td></tr><tr><td><span><span><span>1</span></span></span></td><td><span><span><span>邓一硕（时任润安国际保险经纪有限公司副总经理、董事长兼总经理）</span></span></span></td><td><span><span><span>利用业务便利为其他机构牟取不正当利益</span></span></span></td><td><span><span><span>警告，并罚款2万元</span></span></span></td></tr><tr><td><span><span><span>2</span></span></span></td><td><span><span><span>广发银行股份有限公司南昌西湖支行及相关责任人</span></span></span></td><td><span><span><span>贷款“三查”不到位</span></span></span></td><td><span><span><span>对广发银行股份有限公司南昌西湖支行罚款25万元；对刘素娟给予警告</span></span></span></td></tr></table></div></div></div></div></div></div></div><div><div><div><div><strong><span>湖北监管局</span><strong><strong><span>行政处罚信息</span></strong></strong></strong></div></div></div></div></div><div><div><div><div><div><div><table><tr><td><p><span><strong><span><span>行政处罚决定书文号</span></span></strong></span></p></td><td><p><span><strong><span><span>被处罚当事人</span></span></strong></span></p></td><td><p><span><strong><span><span>违法违规事实</span></span></strong></span></p></td><td><div><span><strong><span><span>处罚决定</span></span></strong></span></div></td></tr><tr><td><span><span><span>1</span></span></span></td><td><span><span><span>中国人寿保险股份有限公司武汉市分公司江岸营销服务部</span></span></span></td><td><span><span><span>因管理不善导致许可证遗失，遗失许可证未按规定向发证机关报告</span></span></span></td><td><span><span><span>警告并罚款2万元</span></span></span></td></tr><tr><td><span><span><span>2</span></span></span></td><td><span><span><span>新华人寿保险股份有限公司湖北分公司</span></span></span></td><td><span><span><span>因管理不善导致许可证遗失，遗失许可证未按规定向发证机关报告</span></span></span></td><td><span><span><span>警告并罚款2万元</span></span></span></td></tr></table></div></div></div></div></div></div></div></div></div><div><div><div><div><div><div><div><div><div><div><div><strong><span>萍乡监管分局</span><strong><strong><span>行政处罚信息</span></strong></strong></strong></div></div></div></div></div><div><div><div><div><div><div><table><tr><td><p><span><strong><span><span>行政处罚决定书文号</span></span></strong></span></p></td><td><p><span><strong><span><span>被处罚当事人</span></span></strong></span></p></td><td><p><span><strong><span><span>违法违规事实</span></span></strong></span></p></td><td><div><span><strong><span><span>处罚决定</span></span></strong></span></div></td></tr><tr><td><span><span><span>1</span></span></span></td><td><span><span><span>阳光财产保险股份有限公司萍乡中心支公司及相关责任人</span></span></span></td><td><span><span><span>未如实记录保险业务事项</span></span></span></td><td><span><span><span>对阳光财产保险股份有限公司萍乡中心支公司罚款11万元；对吴波给予警告并罚款1.5万元</span></span></span></td></tr></table></div></div></div></div></div></div></div></div></div><div><div><div><div><strong><span>咸阳监管分局</span><strong><strong><span>行政处罚信息</span></strong></strong></strong></div></div></div></div><div><div><div><div><div><div><table><tr><td><p><span><strong><span><span>政处罚决定书文号</span></span></strong></span></p></td><td><p><span><strong><span><span>被处罚当事人</span></span></strong></span></p></td><td><p><span><strong><span><span>违法违规事实</span></span></strong></span></p></td><td><div><span><strong><span><span>处罚决定</span></span></strong></span></div></td></tr><tr><td><span><span><span>1</span></span></span></td><td><span><span><span>中国建设银行股份有限公司咸宁分行及相关责任人</span></span></span></td><td><span><span><span>贷后管理不到位</span></span></span></td><td><span><span><span>对中国建设银行股份有限公司咸宁分行罚款30万元.对冯璐、舒海燕等责任人员警告。</span></span></span></td></tr></table></div></div></div></div></div></div></div></div></div>)
